Course
Regulatory Environment and Compliance
Regulatory compliance is an organization's adherence to laws, regulations, guidelines and specifications relevant to its business processes. Violations of regulatory compliance often result in legal punishment, including federal fines.
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- Overview of securities laws and regulations in India
- SEBI (Securities and Exchange Board of India) regulations and guidelines
- Insider trading laws and compliance
- Investor protection measures and rights
- Understanding taxation on investments in the Indian stock market